Alan Lap Kuen Wong
黃立權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Lap Kuen Wong (黃立權), a licensed former licensee with CE reference AFF146. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-21 | 2007-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-03-21 | 2007-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-03-21 | 2007-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-03-21 | 2007-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-03-21 | 2007-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-03-21 | 2007-04-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-17 | 2006-02-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-14 | 2006-02-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-14 | 2006-02-08 |