Snowy Sze Ling Tan
陳施霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Snowy Sze Ling Tan (陳施霖), CE reference AFD553. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-02-18 | 2015-05-15 |
| Cypress Lane Capital Limited |
Rep | Type 9 — Asset management | 2009-07-21 | 2010-11-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-22 | 2008-08-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-22 | 2008-08-01 |
| Ritchie Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-19 | 2006-01-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-08-09 | 2005-06-02 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-09 | 2005-06-02 |