Sharon Ching Yu
余菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Ching Yu (余菁), a licensed former licensee with CE reference AFD204. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-28 | 2016-01-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-28 | 2016-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-12-05 | 2013-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-05 | 2013-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-05 | 2013-05-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-28 | 2011-10-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-09-22 | 2011-10-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-22 | 2011-10-15 |