Kenneth Kin Leung
梁堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Leung (梁堅), a licensed former licensee with CE reference AEW050. This person has 18.5 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2019-05-14 | 2024-08-30 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2019-05-14 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2019-05-14 | 2024-08-30 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2019-05-14 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2019-05-14 | 2024-08-30 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2019-05-14 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-08-06 | 2019-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-08-06 | 2019-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-08-06 | 2019-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-08-06 | 2019-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-06 | 2019-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-06 | 2019-05-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-05 | 2018-04-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-07-05 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-05 | 2018-04-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2008-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2008-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-24 | 2008-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-18 |