Derek An Loy Leung
梁晏來
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek An Loy Leung (梁晏來), a licensed former licensee with CE reference AEP106. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Creat Capital Company Limited 科瑞資本有限公司 |
RO | Type 4 — Advising on securities | 2012-02-01 | 2013-03-31 |
| Creat Capital Company Limited 科瑞資本有限公司 |
RO | Type 9 — Asset management | 2012-02-01 | 2013-03-31 |
| Cinda International Research Limited 信達國際研究有限公司 |
RO | Type 4 — Advising on securities | 2010-07-26 | 2011-05-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-03-15 | 2011-05-01 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2010-02-03 | 2010-06-22 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-17 | 2011-05-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-20 | 2009-12-17 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-20 | 2010-03-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-20 | 2010-06-22 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-25 | 2009-09-07 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-16 | 2009-09-07 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-16 | 2009-09-07 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-06-16 | 2009-09-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-17 | 2009-06-25 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-03 | 2009-03-06 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2008-10-03 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-17 | 2008-08-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-17 | 2008-08-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-08-11 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-08-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |