Siu Wing Tang
鄧肇榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Tang (鄧肇榮), a licensed Representative with CE reference AEN120. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-17 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-17 | 2017-10-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-02-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2005-02-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |