Kwok Leung (SFC:ADV349) Ng
吳國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung (SFC:ADV349) Ng (吳國良), a licensed former licensee with CE reference ADV349. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2009-10-31 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-30 | 2009-10-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-16 | 2008-11-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-16 | 2008-11-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-06-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2007-06-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-22 |