Kelvin Shing Wai Cho
卓承威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Shing Wai Cho (卓承威), a licensed former licensee with CE reference ADV325. This person has 11.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-28 | 2017-03-31 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-28 | 2017-03-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-13 | 2010-02-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-13 | 2010-02-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-10 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-10 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-10-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Shing Wai Cho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.