Carmen Yu Chong
莊瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Yu Chong (莊瑜), a licensed former licensee with CE reference ADT651. This person has 21.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2024-07-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-27 | 2009-02-23 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-07 | 2007-03-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-07 | 2007-03-21 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 - Advising on securities | 2006-06-07 | 2007-03-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2006-06-07 | 2007-03-21 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 - Providing automated trading services | 2006-06-07 | 2007-03-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2006-06-07 | 2007-03-21 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-03 | 2006-06-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-03 | 2006-06-07 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2006-06-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2006-06-07 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-11-01 | 2006-06-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-11-01 | 2006-06-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-10-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Yu Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.