Daisy Chau Ling Chan
陳秋齡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Chau Ling Chan (陳秋齡), CE reference ADR910. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-27 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-11 | 2009-02-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-31 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-03 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-02-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-09-03 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-03 |