Po Ching Lee
李寶貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Ching Lee (李寶貞), a licensed former licensee with CE reference AAB298. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2023-02-24 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-17 | 2004-07-13 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-21 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-21 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-21 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-21 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-21 |