Rosemary Eva Hansen-Luke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosemary Eva Hansen-Luke ( ), a licensed former licensee with CE reference ADR216. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-12-14 | 2008-05-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-05-09 | 2008-05-17 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-06-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-06-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-14 |