Wai Cheung Wan
溫惠章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheung Wan (溫惠章), a licensed former licensee with CE reference ADK527. This person has 12.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-09-18 | 2024-12-18 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-03-13 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-02 | 2011-06-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-04 | 2009-02-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-02-04 | 2009-02-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-04 | 2009-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Cheung Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.