Wai Cheung Wan
溫惠章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheung Wan (溫惠章), a licensed former licensee with CE reference ADK527. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-09-18 | 2024-12-18 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-03-13 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-02 | 2011-06-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-04 | 2009-02-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-02-04 | 2009-02-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-04 | 2009-02-16 |