Sanjiv Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjiv Bhatia, a licensed former licensee with CE reference ADG304. This person has 7.3 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-04-18 | 2012-06-28 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-04-18 | 2012-06-28 |
| Isometric Investment Advisors Limited | RO | Type 9 - Asset management | 2009-11-16 | 2012-02-29 |
| Deephaven Asia Limited | RO | Type 4 - Advising on securities | 2005-04-13 | 2008-09-10 |
| Deephaven Asia Limited | RO | Type 9 - Asset management | 2005-04-13 | 2008-09-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sanjiv Bhatia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.