Moon Soo Kim
金文洙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moon Soo Kim (金文洙), a licensed former licensee with CE reference ADF372. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-30 | 2016-11-17 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 — Asset management | 2013-09-30 | 2016-11-17 |
| Prince Capital Management Limited 太子資本管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-21 | 2013-04-01 |
| Prince Capital Management Limited 太子資本管理有限公司 |
RO | Type 9 — Asset management | 2012-03-12 | 2012-09-12 |
| SK Securities Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | 2012-01-20 | 2013-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-06-24 | 2006-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-13 |