Moon Soo Kim
金文洙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moon Soo Kim (金文洙), a licensed former licensee with CE reference ADF372. This person has 7.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-30 | 2016-11-17 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 - Asset management | 2013-09-30 | 2016-11-17 |
| Prince Capital Management Limited 太子資本管理有限公司 |
RO | Type 4 - Advising on securities | 2012-03-21 | 2013-04-01 |
| Prince Capital Management Limited 太子資本管理有限公司 |
RO | Type 9 - Asset management | 2012-03-12 | 2012-09-12 |
| SK Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2012-01-20 | 2013-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-06-24 | 2006-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Moon Soo Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Lum Li | Aktis Capital Advisory Limited | 2013–2016 |
| Shun-Heng Danny Lung | Aktis Capital Advisory Limited | 2013–2016 |
| How Chih Lee | Aktis Capital Advisory Limited | 2013–2016 |
| Tomohito Kinouchi | Aktis Capital Advisory Limited | 2013–2016 |
| Danny Ong Yee | Aktis Capital Advisory Limited | 2013–2016 |
| Hiroyuki Mukaibo | Aktis Capital Advisory Limited | 2013–2016 |
| Jae Hoon Yang | SK Securities Hong Kong Limited | 2012–2013 |
| Jae Won Choi | Prince Capital Management Limited | 2012–2013 |
| Pei-Ting Huang | Prince Capital Management Limited | 2012–2013 |
| Lawrence Man Kwan Ng | Prince Capital Management Limited | 2012–2013 |
| Anand Gohil | Aktis Capital Advisory Limited | 2015–2016 |
| Il Bum Kim | Prince Capital Management Limited | 2012–2013 |
| Dong Khan Park | SK Securities Hong Kong Limited | 2012–2013 |
| Seyong Kwak | SK Securities Hong Kong Limited | 2012–2013 |
| Seokho Lee | Prince Capital Management Limited | 2012–2013 |
| Robert Yin Chiu | Aktis Capital Advisory Limited | 2016 |
| Ho Suk Cheon | Prince Capital Management Limited | 2012 |