Chi Ming (SFC:ADA367) Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:ADA367) Lee (李志明), CE reference ADA367. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-05 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-28 | 2024-11-01 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-28 | 2024-11-01 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-28 | 2024-11-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-05 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2021-07-05 | 2023-09-30 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-08 | 2014-09-22 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2009-09-24 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2009-09-24 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-14 | 2005-04-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-14 | 2005-04-25 |
| RBC Futures Services (Asia) Limited | Rep | Type 5 — Advising on futures contracts | 2004-12-14 | 2005-04-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-14 | 2005-04-25 |
| RBC Futures Services (Asia) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-12-09 | 2005-04-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-09 | 2005-04-25 |
| Refco Forex Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2004-09-24 | 2004-11-11 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-27 | 2004-11-11 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-31 | 2004-07-02 |