John Brennan Jacobson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Brennan Jacobson ( ), a licensed former licensee with CE reference ACV752. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-25 | 2012-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-11-25 | 2012-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-11-25 | 2012-07-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-11 | 2009-02-23 |
| Ellis Brady Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2006-12-18 | 2008-01-05 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2003-09-02 | 2006-04-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-02 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-11 |