Randy Scott Gelber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randy Scott Gelber ( ), a licensed former licensee with CE reference ACR602. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-04-18 | 2019-03-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-12 | 2014-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-12 | 2014-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-12 | 2014-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-02-19 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-02-19 | 2010-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-02-19 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-02-19 | 2010-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-02-19 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-02-19 | 2010-05-04 |