Steven John Sun
孫常勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven John Sun (孫常勝), a licensed former licensee with CE reference ACR153. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-15 | 2014-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-20 | 2011-07-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-20 | 2011-07-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |