Kam Ming Wong
黃錦銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming Wong (黃錦銘), a licensed former licensee with CE reference AAF221. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-21 | 2022-10-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-05-21 | 2019-07-24 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2022-10-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | present | 2019-07-24 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2008-02-04 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-17 |