Ricky Ho Yin Chan
陳浩賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Ho Yin Chan (陳浩賢), a licensed former licensee with CE reference APU211. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-20 | 2019-03-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-20 | 2019-03-01 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-31 | 2019-02-20 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-31 | 2019-02-20 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-12 | 2019-03-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2018-07-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-05 | 2018-07-31 |