Wai Kin (SFC:ACC364) Yeung
楊偉堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin (SFC:ACC364) Yeung (楊偉堅), CE reference ACC364. Currently licensed at 2 firm(s): First Shanghai Investment Management (HK) Limited, First Shanghai Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-18 | present |
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-05-31 | 2014-05-28 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-05-31 | 2014-05-28 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | 2006-05-30 | 2007-05-07 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | 2006-05-30 | 2007-05-07 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-02 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 — Asset management | present | 2010-06-14 |