Wai Chung Yam
任偉聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Yam (任偉聰), a licensed former licensee with CE reference AGK072. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-21 | 2016-12-13 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2014-08-08 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-13 | 2006-11-30 |