Pui Ying Chan

陳佩英
CE No. AAV866 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ying Chan (陳佩英), a licensed former licensee with CE reference AAV866. This person has 8.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wang On Securities Limited
宏安證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2011-09-01
Wang On Securities Limited
宏安證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-08-27
Wang On Securities Limited
宏安證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-27
Wang On Securities Limited
宏安證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-27

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sin Ching Lau Wang On Securities Limited 2003–2011
Elaine Yuet Fong Chan Wang On Securities Limited 2003–2011
Kin Ting Jim Wang On Securities Limited 2003–2011
Ming Lui Wang On Securities Limited 2003–2011
Bounban Thiem Wang On Securities Limited 2003–2011
Yieu Thiem Wang On Securities Limited 2003–2011
Ka Kuen Wong Wang On Securities Limited 2003–2011
Po Hung Fok Wang On Securities Limited 2003–2011
Wai Chung Yam Wang On Securities Limited 2005–2011
Jimmy Kwok Man Lo Wang On Securities Limited 2003–2004
Susan Tay Jan Eng Lim Wang On Securities Limited 2003

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