Lai Yi Chon
鍾麗儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yi Chon (鍾麗儀), a licensed former licensee with CE reference ABS032. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-03-18 | 2018-03-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-03-18 | 2018-03-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-03-18 | 2018-03-05 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2012-12-31 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2012-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2008-05-22 | 2009-12-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-17 |