Constance Wong
黃子欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Constance Wong (黃子欣), a licensed former licensee with CE reference ABR876. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2016-06-10 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2012-08-20 | 2016-06-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-08-20 | 2016-06-10 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2012-08-20 | 2016-06-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2012-08-20 | 2016-06-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-26 | 2012-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-10 | 2012-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-06-10 | 2012-06-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-10 | 2010-08-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2008-05-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |