Geoffrey Allen Galbraith

CE No. ABM915 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Allen Galbraith (), a licensed former licensee with CE reference ABM915. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Orient Securities (Hong Kong) Limited
東方證券(香港)有限公司
Rep Type 1 — Dealing in securities 2015-03-26 2019-09-13
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2010-08-23 2015-01-31
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 — Dealing in securities 2009-08-17 2010-08-10
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2005-04-30 2009-07-20
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 1 — Dealing in securities 2004-03-01 2005-04-19
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities present 2004-02-11
SCtrade.com Limited
南華互動金融網有限公司
Rep Type 1 — Dealing in securities present 2004-01-16
South China Commodities Limited
南華期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2003-06-23
SCtrade.com Limited
南華互動金融網有限公司
Rep Type 4 — Advising on securities present 2004-01-16
South China Securities Limited
南華證券投資有限公司
Rep Type 4 — Advising on securities present 2004-01-16
South China Commodities Limited
南華期貨有限公司
Rep Type 5 — Advising on futures contracts present 2003-06-23
South China Securities Limited
南華證券投資有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-16
South China Securities Limited
南華證券投資有限公司
Rep Type 7 — Providing automated trading services present 2004-01-16
SCtrade.com Limited
南華互動金融網有限公司
Rep Type 9 — Asset management present 2004-01-16
South China Commodities Limited
南華期貨有限公司
Rep Type 9 — Asset management present 2004-01-16
South China Securities Limited
南華證券投資有限公司
Rep Type 9 — Asset management present 2004-01-16

Related