Geoffrey Allen Galbraith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Allen Galbraith ( ), a licensed former licensee with CE reference ABM915. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-26 | 2019-09-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2015-01-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-08-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-30 | 2009-07-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2005-04-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-11 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-23 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-16 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-16 |