Yuen Fun Lo
盧婉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Fun Lo (盧婉芬), CE reference ABM321. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-16 | present |
| Lee's Securities Company Limited 李氏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-03 | 2024-03-20 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-03 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |