Chung Kwan Lau
劉仲坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kwan Lau (劉仲坤), a licensed former licensee with CE reference ABI071. This person has 3.9 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-09 | 2022-12-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-09 | 2022-12-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2022-08-09 | 2022-12-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-08-14 | 2021-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-08-14 | 2021-03-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-14 | 2021-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-14 | 2021-03-24 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 - Asset management | 2005-03-30 | 2006-02-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-07 | 2006-02-20 |
| CASH Research Limited 時富證券研究有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yim Tong | CASH Research Limited | 2003–2005 |
| Ka Kin Law | CASH Research Limited | 2003–2004 |
| Man Wai Leung | CASH Research Limited | 2003–2004 |
| Hiu Wai Lau | CASH Research Limited | 2004–2005 |
| Tat Tung Wong | CASH Asset Management Limited | 2005–2006 |
| Ying Lung Chan | CASH Research Limited | 2004 |
| Karman Wai Fong Chow | CASH Asset Management Limited | 2005–2006 |
| Raymond Wai Mo Cheng | CASH Research Limited | 2004 |
| Man Ching Ng | CASH Asset Management Limited | 2005–2006 |
| Man Fong Wong | CASH Asset Management Limited | 2005–2006 |
| Hung Kong Pak | CASH Research Limited | 2004 |
| Sophia Shuk Woon Lee | CASH Research Limited | 2004–2005 |
| Allen Choi | CASH Research Limited | 2004 |
| Tung Wa Chan | Venture Smart Asia Limited | 2022 |
| Ulric Yuk Lun Leung | Venture Smart Asia Limited | 2022 |
| Tsz Yin Chan | Venture Smart Asia Limited | 2022 |
| Yi Ru Chen | Venture Smart Asia Limited | 2022 |
| Yi Chen | Venture Smart Asia Limited | 2022 |
| Shan Shan Chan | Venture Smart Asia Limited | 2022 |
| Kenny Sing Hing Tang | Venture Smart Asia Limited | 2022 |