Vincent Sui Man Ha
哈穗民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Sui Man Ha (哈穗民), a licensed former licensee with CE reference AJF563. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2021-01-11 | 2024-03-08 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-18 | 2007-06-09 |
| MEAG Hong Kong Limited | Rep | Type 9 — Asset management | 2005-08-09 | 2006-07-10 |
| MEAG Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-04-28 | 2006-07-10 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-11 | 2005-01-27 |