Shiu Cheong Ng
吳兆昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Cheong Ng (吳兆昌), a licensed former licensee with CE reference ACB652. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-07 | 2011-09-24 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-07 | 2011-09-24 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-08-21 | 2010-06-18 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2009-08-21 | 2010-06-18 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-08-21 | 2009-08-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | 2007-08-21 | 2009-08-21 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | 2005-09-14 | 2007-07-01 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | 2005-09-14 | 2007-07-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-15 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 9 — Asset management | present | 2004-06-15 |