Steven Allen M H Li
李明謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Allen M H Li (李明謙), CE reference ABD065. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| des Voeux Partners Limited | RO | Type 4 — Advising on securities | 2022-08-08 | 2024-12-23 |
| des Voeux Partners Limited | RO | Type 9 — Asset management | 2022-08-08 | 2024-12-23 |
| des Voeux Partners Limited | Rep | Type 4 — Advising on securities | 2020-10-05 | 2022-08-08 |
| des Voeux Partners Limited | Rep | Type 9 — Asset management | 2020-10-05 | 2022-08-08 |
| SoHo Investment Partners (H.K.) Limited | RO | Type 4 — Advising on securities | 2015-05-06 | 2018-07-30 |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2010-07-14 | 2014-06-01 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-05-03 | 2010-07-14 |