Ester Joyse Sau Han Li
李秀嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ester Joyse Sau Han Li (李秀嫻), a licensed former licensee with CE reference AAV369. This person has 14.6 years of SFC licence history. Total licence records on file: 13.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-18 | 2020-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-18 | 2020-11-30 |
| Axial Capital Management Limited | RO | Type 9 - Asset management | 2017-01-10 | 2018-04-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-24 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-24 | 2016-01-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-20 | 2013-06-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-20 | 2013-06-25 |
| Axial Capital Management Limited | Rep | Type 9 - Asset management | 2008-10-06 | 2010-04-01 |
| Axial Capital Management Limited | Rep | Type 9 - Asset management | 2007-04-13 | 2007-10-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ester Joyse Sau Han Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eugene Chung | Axial Capital Management Limited | 2007–2018 |
| Jonathan Leonard Coleman | Axial Capital Management Limited | 2007–2017 |
| Ka Che Cheung | Axial Capital Management Limited | 2015–2018 |
| Cho Kit Fok | Axial Capital Management Limited | 2008–2010 |
| Walter Chi Keung Wu | Axial Capital Management Limited | 2012–2013 |
| Min Suk | Axial Capital Management Limited | 2007–2008 |
| Christopher Tze Chern Wee | Axial Capital Management Limited | 2010–2011 |