Kam Shan Ng
吳金山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shan Ng (吳金山), a licensed former licensee with CE reference AAV071. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-02-08 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-05 |