Po Yee Lam
林寶儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Yee Lam (林寶儀), a licensed former licensee with CE reference AAH069. This person has 16.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-21 | 2021-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-07-21 | 2021-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2016-07-21 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-10 | 2016-07-21 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-04-12 | 2014-04-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-04-12 | 2014-04-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-04-12 | 2014-04-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2007-03-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2007-03-01 |