Yee Hing Wong
黃綺卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Hing Wong (黃綺卿), a licensed former licensee with CE reference AAF918. This person has 6.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-18 | 2011-01-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-02-18 | 2011-01-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-02-11 | 2011-01-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2009-12-28 | 2011-01-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-11-23 | 2009-12-28 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-03-08 | 2009-10-17 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 9 - Asset management | 2007-03-08 | 2009-10-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-24 | 2006-06-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-24 | 2006-06-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-02-24 | 2006-06-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 - Asset management | 2005-11-17 | 2006-02-13 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 - Advising on securities | 2005-08-02 | 2006-02-13 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-07 | 2005-08-02 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
RO | Type 4 - Advising on securities | 2003-08-12 | 2005-06-24 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-21 | 2003-08-12 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-23 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-23 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Hing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.