Hoi Ming Lau
劉海明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ming Lau (劉海明), a licensed former licensee with CE reference AAK040. This person has 11.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2014-09-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-09 | 2006-06-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-30 | 2006-03-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.