Richard Duncan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Duncan ( ), a licensed former licensee with CE reference AAB922. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-12-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2005-12-01 |