Kwok Chung (SFC:AAB905) Ho
何國仲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chung (SFC:AAB905) Ho (何國仲), CE reference AAB905. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-31 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-27 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-02 | 2008-10-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2008-05-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2008-05-07 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |