Pik Nam Yiu
姚璧南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Nam Yiu (姚璧南), a licensed former licensee with CE reference AAB293. This person has 5.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-23 | 2008-06-24 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-23 | 2005-01-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-04 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-04 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Nam Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.