Yee Wing Wong
黃懿榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wing Wong (黃懿榮), a licensed former licensee with CE reference AAW749. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-27 | 2007-11-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2007-06-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-17 | 2005-04-01 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-10 | 2004-10-12 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-10 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |