Loong Kwong Mo
繆隆光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loong Kwong Mo (繆隆光), a licensed former licensee with CE reference AAA024. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-12 | 2022-03-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-26 | 2005-07-12 |
| K. L. Securities Company 淦聯證券投資公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| K. L. Securities Company 淦聯證券投資公司 |
RO | Type 4 — Advising on securities | present | 2005-03-15 |
| K. L. Securities Company 淦聯證券投資公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| K. L. Securities Company 淦聯證券投資公司 |
RO | Type 9 — Asset management | present | 2005-03-15 |