Kai Ming Choi
蔡啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Choi (蔡啟明), a licensed former licensee with CE reference AGA576. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-06 | 2015-06-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-18 | 2006-03-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-10 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |