Douglas Stewart Reay

CE No. BVT073 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Stewart Reay, a licensed Responsible Officer with CE reference BVT073. Currently licensed at 1 firm(s): THK Capital Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.9 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
THK Capital Group Limited RO Type 1 - Dealing in securities 2025-03-05 present
THK Capital Group Limited RO Type 4 - Advising on securities 2025-03-05 present
THK Capital Group Limited RO Type 9 - Asset management 2025-03-05 present
THK Capital Group Limited Rep Type 1 - Dealing in securities 2024-12-30 2025-03-05
THK Capital Group Limited Rep Type 4 - Advising on securities 2024-12-30 2025-03-05
THK Capital Group Limited Rep Type 9 - Asset management 2024-12-30 2025-03-05

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