Ye Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Chen (陳燁), a licensed Responsible Officer with CE reference BUV974. Currently licensed at 1 firm(s): LUPU (Hong Kong) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 9 - Asset management | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-17 | 2025-05-23 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-17 | 2025-05-23 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-04-17 | 2025-05-23 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tat Fai Chui | LUPU (Hong Kong) Limited | 2024–present |
| Hang Jiang | LUPU (Hong Kong) Limited | 2024–present |
| Shengan Mei | LUPU (Hong Kong) Limited | 2024–present |
| Zongjun Zu | LUPU (Hong Kong) Limited | 2024–present |
| Xiaoyu Cai | LUPU (Hong Kong) Limited | 2025–present |
| Chun Hung Lam | LUPU (Hong Kong) Limited | 2024–2026 |
| Jie Xu | LUPU (Hong Kong) Limited | 2025–present |
| Yiu Kwong Chan | LUPU (Hong Kong) Limited | 2025–2026 |
| Meng Luo | LUPU (Hong Kong) Limited | 2024–2025 |
| Lisha Cheng | LUPU (Hong Kong) Limited | 2024 |
| Chia-An Wu | LUPU (Hong Kong) Limited | 2024 |
| Yi Hao | LUPU (Hong Kong) Limited | 2024–2025 |