Alexander Shupletsov
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Shupletsov, a licensed Representative with CE reference BUT554. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-15 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-06-15 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-25 | 2026-05-22 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-03-25 | 2026-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Shupletsov during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Lai Suen Chan | TFI Capital Limited | 2024–2026 |
| Chun Pong Chiu | TFI Capital Limited | 2024–2026 |
| So Ying Cheung | TFI Capital Limited | 2024–2026 |
| Haifeng Cong | TFI Capital Limited | 2024–2026 |
| Danni Gao | TFI Capital Limited | 2024–2026 |
| Feng Li | TFI Capital Limited | 2024–2026 |
| Jingyi Ren | TFI Capital Limited | 2024–2026 |
| Xiu Sun | TFI Capital Limited | 2024–2026 |
| Yawei Suo | TFI Capital Limited | 2024–2026 |
| Cheng Gong | TFI Capital Limited | 2024–2026 |
| Jing An Zhang | TFI Capital Limited | 2024–2026 |
| Moqing Kang | TFI Capital Limited | 2024–2026 |
| Tang Kwan Tsang | TFI Capital Limited | 2024–2026 |
| Zuming Li | TFI Capital Limited | 2024–2026 |
| Bei Zhao | TFI Capital Limited | 2024–2026 |
| Shuo Yang | TFI Securities and Futures Limited | 2024–2026 |
| Kin Pan Ho | TFI Capital Limited | 2024–2025 |
| Yan Kit Chiu | TFI Capital Limited | 2024–2025 |
| Xiao Huang | TFI Capital Limited | 2024–2025 |
| Jinmai Zhang | TFI Capital Limited | 2025–2026 |