Siu Miu Mok
莫小苗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Miu Mok (莫小苗), a licensed former licensee with CE reference BUK468. This person has 2.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-10 | 2026-09-27 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-19 | 2026-09-27 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-19 | 2026-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Miu Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.