Bik Sum Betty Lau
劉碧心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bik Sum Betty Lau (劉碧心), a licensed former licensee with CE reference BRP310. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-06 | 2025-12-31 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-09 | 2025-12-31 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-09 | 2025-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-12 | 2021-12-24 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-12 | 2021-12-24 |