Swapnil Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swapnil Joshi, a licensed former licensee with CE reference BSY239. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-17 | 2026-09-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-07-17 | 2026-09-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-10 | 2025-05-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-10 | 2025-05-12 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2022-09-05 | 2022-09-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-05 | 2022-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Swapnil Joshi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.