Dan Xie
謝丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Xie (謝丹), a licensed Representative with CE reference BRV127. Currently licensed at 1 firm(s): Sheng Yuan Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-28 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-09-28 | present |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-21 | 2025-10-03 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-21 | 2025-10-03 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-12-21 | 2025-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.